- Industry: Financial services
- Number of terms: 10107
- Number of blossaries: 0
- Company Profile:
My Financial Picturesm is a free Web-based service that allows you to consolidate information from all your accounts, including those at other financial service providers.
Industry:Financial services
For purposes of the New Issue Questionnaire, restricted person means an officer, director, general partner, employee or agent of any broker-dealer, a senior officer of a financial institution, a finder with respect to the offering, or a person acting in a fiduciary capacity to the issuer or the managing underwriter for the offering.
Industry:Financial services
Dividend that the shareholder can choose to take as either cash or stock.
Industry:Financial services
The term used under Rule 144 for securities issued privately by the company without the benefit of a registration statement. Restricted securities are subject to a holding period before they can be sold under Rule 144.
Industry:Financial services
For participants in employee stock option plans:
A person who has been issued a stock option or other grant.
Industry:Financial services
Fund invests more than 65% of the fund equity commitment in natural resources stocks.
Industry:Financial services
In a Restricted Stock plan, participants receive shares, subject to certain restrictions, from the company without cost or at a price determined by the company. A restricted stock grant typically vests in increments over a period of several years. Dividends or dividend equivalent rights may be paid, and award holders may have voting rights, during the restriction period.
Industry:Financial services
Adjustments may be made to certain of the standardized terms of outstanding stock options when certain events occur, such as stock dividends, stock distribution, stock split, reverse stock split, rights offering, distribution, reorganization, re-capitalization, reclassification in respect of an underlying security or the merger, consolidation, dissolution or liquidation of the issuer of the underlying security.
Industry:Financial services
